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UNITED STATES SECURITIES AND EXCHANGE COMMISSION INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility |
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(Print or Type Responses) |
1. Name and Address of Reporting Person* Heine, Charles F. |
2. Date of Event 4-22-2003 |
4. Issuer Name and Ticker or Trading Symbol Dana Corporation DCN |
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(Last) (First) (Middle) P. O. Box 1000 |
3. I.R.S. Identification
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5. Relationship of Reporting Person(s) to Issuer |
6. If Amendment, Date of
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Director |
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10% Owner |
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(Street) |
X |
Officer (give |
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Other (specify |
7. Individual or Joint/Group |
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Member: Strategic Operating Committee |
X |
Form filed by One Reporting Person |
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(City) (State) (Zip) |
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Form filed by More than One Reporting Person |
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Table I ¾Non-Derivative Securities Beneficially Owned |
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1. Title of
Security |
2. Amount of Securities |
3. Ownership |
4. Nature of Indirect Beneficial Ownership |
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Common |
81,776.5373 |
D |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
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If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
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Persons who respond to the collection of information contained in this form are not required to |
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(Over) |
FORM 3 (continued) |
Table II ¾Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1.Title of Derivative
Security |
2.Date Exer- |
3. Title and Amount of Securities
Underlying |
4. Conver- |
5. Owner- |
6. Nature of Indirect |
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Date |
Expira- |
Title |
Amount |
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Option/Tandem Tax Withholding Right |
07-17-01 |
07-16-10 |
Common |
36,000 |
$23.0625 |
D |
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Option/Tandem Tax Withholding Right |
07-16-02 |
07-15-11 |
Common |
36,000 |
$25.05 |
D |
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Option/Tandem Tax Withholding Right |
07-16-03 |
07-15-12 |
Common |
36,000 |
$15.33 |
D |
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Option/Tandem Tax Withholding Right |
04-21-04 |
04-20-13 |
Common |
36,000 |
$8.34 |
D |
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Option/Tandem Tax Withholding Right |
07-18-95 |
07-17-04 |
Common |
7,500 |
$29.0625 |
D |
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Option/Tandem Tax Withholding Right |
07-17-96 |
07-16-05 |
Common |
12,000 |
$31.0625 |
D |
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Option/Tandem Tax Withholding Right |
07-15-97 |
07-14-06 |
Common |
14,000 |
$28.125 |
D |
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Option/Tandem Tax Withholding Right |
07-21-98 |
07-20-07 |
Common |
14,000 |
$38.4375 |
D |
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Option/Tandem Tax Withholding Right |
07-20-99 |
07-19-08 |
Common |
26,000 |
$52.5625 |
D |
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Option/Tandem Tax Withholding Right |
07-19-00 |
07-18-09 |
Common |
26,000 |
$45.50 |
D |
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Addl Compensation Plan Phantom Units |
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Common |
15,340 |
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D |
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Explanation of Responses: |
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/s/ Mark A. Smith for Charles F. Heine |
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05-01-03 |
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
**Signature of Reporting Person |
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Date |
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See18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, |
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Potential persons who are to respond to the collection of information contained in this form are not |
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Page 2 |
POWER OF ATTORNEY |
I hereby constitute and appoint Michael L. DeBacker, M. Jean Hardman, Mark A. Smith, Jr., Pamela W. Fletcher, and Lori R. Craig, or any one of them, as my true and lawful attorneys-in-fact to (i) complete Securities and Exchange Commission Forms 3, 4, and 5, based on the information that I may furnish to them from time to time; (ii) execute all such completed Forms for and on my behalf; and (iii) file all such completed Forms with the Securities and Exchange Commission and the New York Stock Exchange, all in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder. |
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I acknowledge that the foregoing persons, in serving as my attorneys-in-fact hereunder, do not assume any of the obligations or liabilities that are imposed on me by Section 16 of the Securities Exchange Act of 1934 and the rules thereunder. |
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This Power of Attorney shall remain in full force and effect until such time as I deliver a written revocation hereof to the foregoing attorneys-in-fact, or any one of them. |
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/s/ Charles F. Heine |
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Charles F. Heine |
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Signed, acknowledged, and delivered in the presence of: |
Witness: |
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/s/ Mark A. Smith |
/s/ Lori R. Craig |
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County of |
Lucas |
) |
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State of |
Ohio |
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Sworn and subscribed before me this 24th day of April, 2003. |
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/s/ Marcia L. Coy-Bauman |
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Notary Public |
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{seal} |
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My Commission expires: 2-25-07 |