Form 3


FORM 3

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

  


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(Print or Type Responses)

1. Name and Address of Reporting Person*


Heine, Charles F.

2. Date of Event
    Requiring Statement
    (Month/Day/Year)

4-22-2003 

4. Issuer Name and Ticker or Trading Symbol

 Dana Corporation DCN

(Last)                               (First)                            (Middle)


 P. O. Box 1000

3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)

 

5. Relationship of Reporting Person(s) to Issuer
                         (Check all applicable)

6. If Amendment, Date of
    Original (Month/Day/Year)

 

   

Director

   

10% Owner

(Street)

 Toledo, OH  43697

 X  

Officer (give
          title below)

   

Other (specify
         below)

7. Individual or Joint/Group
    Filing (Check Applicable Line)

Member: Strategic Operating Committee 

   X

Form filed by One Reporting Person

(City)                               (State)                               (Zip)

   

Form filed by More than One Reporting Person

Table I ¾Non-Derivative Securities Beneficially Owned

1. Title of Security                                                                       
    (Instr. 4)

2. Amount of Securities
    Beneficially Owned
    (Instr. 4)

3. Ownership
    Form: Direct
    (D) or Indirect
    (I)   (Instr. 5)

4. Nature of Indirect Beneficial Ownership        
    (Instr. 5)

Common

81,776.5373

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

*

If the form is filed by more than one reporting person, see Instruction 5(b)(v).

 

                                                                    

Persons who respond to the collection of information contained in this form are not required to
respond unless the form displays a currently valid OMB control number.

     

(Over)
SEC 1473 (7-02)


FORM 3 (continued)

Table II ¾Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1.Title of Derivative Security                                   
   (Instr. 4)

2.Date Exer-
   cisable and
   Expiration
   Date
   (Month/Day/Year)

3. Title and Amount of Securities Underlying                                  
    Derivative Security
    (Instr. 4)

4. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security

5. Owner-
    ship
    Form of
    Deriv-
    ative
    Security:
    Direct
    (D) or
    Indirect
    (I)
    (Instr. 5)

6. Nature of Indirect
    Beneficial Ownership
    (Instr.
5)

Date
Exer-
cisable

Expira-
tion
Date

                            Title                          

Amount
or
Number
of
Shares

 Option/Tandem Tax Withholding Right

 07-17-01

 07-16-10

 Common

 36,000

 $23.0625

 D

 

 Option/Tandem Tax Withholding Right

 07-16-02

 07-15-11

 Common

 36,000

 $25.05

 D

 

 Option/Tandem Tax Withholding Right

 07-16-03

 07-15-12

 Common

 36,000

 $15.33

 D

 

 Option/Tandem Tax Withholding Right

 04-21-04

 04-20-13

 Common

 36,000

 $8.34

 D

 

 Option/Tandem Tax Withholding Right

 07-18-95

 07-17-04

 Common

 7,500

 $29.0625

 D

 

 Option/Tandem Tax Withholding Right

 07-17-96

 07-16-05

 Common 

 12,000

 $31.0625

 D

 

 Option/Tandem Tax Withholding Right

 07-15-97

 07-14-06

 Common 

 14,000

 $28.125

 D

 

 Option/Tandem Tax Withholding Right

 07-21-98

 07-20-07

 Common 

 14,000

  $38.4375

 D

 

 Option/Tandem Tax Withholding Right

 07-20-99

 07-19-08

 Common 

 26,000

 $52.5625

 D

 

 Option/Tandem Tax Withholding Right

 07-19-00

 07-18-09

 Common 

 26,000

 $45.50

 D

 

 Addl Compensation Plan Phantom Units

 

 

 Common

 15,340

 

 D

 

 

 

 

 

 

 

 

 

Explanation of Responses:

 

 

/s/ Mark A. Smith for Charles F. Heine 

          

05-01-03 

**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations.

**Signature of Reporting Person

          

Date

See18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

                                                                                 

          

                                

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
         See Instruction 6 for procedure.

 

     

 

 

 

 

     

 

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Page 2

POWER OF ATTORNEY

POWER OF ATTORNEY


I hereby constitute and appoint Michael L. DeBacker, M. Jean Hardman, Mark A. Smith, Jr., Pamela W. Fletcher, and Lori R. Craig, or any one of them, as my true and lawful attorneys-in-fact to (i) complete Securities and Exchange Commission Forms 3, 4, and 5, based on the information that I may furnish to them from time to time; (ii) execute all such completed Forms for and on my behalf; and (iii) file all such completed Forms with the Securities and Exchange Commission and the New York Stock Exchange, all in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder.

I acknowledge that the foregoing persons, in serving as my attorneys-in-fact hereunder, do not assume any of the obligations or liabilities that are imposed on me by Section 16 of the Securities Exchange Act of 1934 and the rules thereunder.

This Power of Attorney shall remain in full force and effect until such time as I deliver a written revocation hereof to the foregoing attorneys-in-fact, or any one of them.

/s/ Charles F. Heine

Charles F. Heine

Signed, acknowledged, and delivered in the presence of:

Witness:

/s/ Mark A. Smith

/s/ Lori R. Craig

County of

Lucas

)

)

ss

State of

Ohio

)

Sworn and subscribed before me this 24th day of April, 2003.

/s/ Marcia L. Coy-Bauman

Notary Public

{seal}

My Commission expires: 2-25-07