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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 8, 2009
Dana Holding Corporation
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction of incorporation)
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1-1063
(Commission File Number)
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26-1531856
(IRS Employer
Identification Number) |
3939 Technology Drive, Maumee, OH 43537
(Address of principal executive offices) (Zip Code)
(419) 887-3000
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 8.01. OTHER EVENTS.
On October 8, 2009, Dana Holding Corporation (Dana) received a letter from the New York Stock
Exchange (the NYSE) acknowledging that Dana is fully compliant with the NYSEs continued listing
standards.
On October 8, 2009, Dana issued a press release announcing its return to full compliance with the
NYSE. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1
and is incorporated herein by reference.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits.
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Exhibit No. |
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Description |
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99.1
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Dana Holding Corporation Press Release dated October 8, 2009 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DANA HOLDING CORPORATION
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Date: October 8, 2009 |
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/s/ Marc S. Levin
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Name: |
Marc S. Levin |
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Title: |
Senior Vice President, General Counsel
and Secretary |
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Exhibit Index
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Exhibit No. |
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Description |
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99.1
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Dana Holding Corporation Press Release dated October 8, 2009 |
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exv99w1
Exhibit 99.1
Dana Holding Corporation Achieves Full Compliance with NYSE Listing Standards
MAUMEE, Ohio October 8, 2009 Dana Holding Corporation (NYSE: DAN) announced today that it has
received notice from the New York Stock Exchange (NYSE) informing the company that it has achieved
full compliance with all NYSE quantitative listing standards.
In December 2008, Dana received a letter of non-compliance from the NYSE notifying the company that
it had fallen below both the minimum share price and market capitalization requirements for
continued listing on the exchange.
On May 29, 2009, Dana satisfied the minimum share price requirement of maintaining a 30-day average
share price of greater than $1.00 and had a closing price of at least $1.00 on that date, which was
the last trading day of the calendar month. Compliance for the market capitalization standard, and
restoration of full compliance with NYSE listing standards, required that Dana maintain an average
market capitalization of greater than $100 million for two consecutive quarterly review periods.
The company has exceeded this requirement since May 2009.
The company recently completed a successful public offering of common stock that raised
approximately $250 million.
About Dana Holding Corporation
Dana is a world leader in the supply of axles; driveshafts; and structural, sealing, and
thermal-management products; as well as genuine service parts. The companys customer base
includes virtually every major vehicle manufacturer in the global automotive, commercial vehicle,
and off-highway markets. Based in Maumee, Ohio, the company employs approximately 22,500 people in
26 countries and reported 2008 sales of $8.1 billion. For more information, please visit:
www.dana.com.
Media Contact
Chuck Hartlage
419.887.5123
Investor Contact
Lillian Etzkorn
419.887.5160
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