UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
(Address of principal executive offices) (Zip Code)
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class |
Trading Symbol |
Name of Each Exchange on which Registered |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
At the Dana Incorporated (“Dana”) Annual Meeting of Shareholders held on April 22, 2020 (the “Annual Meeting”), shareholders considered four proposals that are described in more detail in Dana’s Definitive Proxy Statement dated March 12, 2020 for the Annual Meeting of Shareholders. The holders of record of 132,719,654 shares, or 91.87% of Dana’s 144,449,797 outstanding shares of common stock, were represented in person or by proxy, constituting a quorum and more than a majority of the shares entitled to vote.
The vote results detailed below represent final results as certified by the Inspector of Election:
PROPOSAL I - Election of nine directors for a one-year term expiring in 2021 or upon the election and qualification of their successors:
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FOR |
WITHHOLD |
BROKER NON-VOTE |
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Rachel A. Gonzalez |
126,551,751 |
1,576,173 |
4,591,730 |
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James K. Kamsickas |
122,267,505 |
5,860,419 |
4,591,730 |
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Virginia A. Kamsky |
126,754,103 |
1,373,821 |
4,591,730 |
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Bridget E. Karlin Raymond E. Mabus, Jr. |
127,234,937 127,008,176 |
892,987 1,119,748 |
4,591,730 4,591,730 |
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Michael J. Mack, Jr. |
127,176,090 |
951,834 |
4,591,730 |
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R. Bruce McDonald |
127,070,192 |
1,057,732 |
4,591,730 |
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Diarmuid B. O’Connell |
127,180,761 |
947,163 |
4,591,730 |
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Keith E. Wandell |
126,801,145 |
1,326,779 |
4,591,730 |
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PROPOSAL II - Approval of a non-binding advisory vote on executive compensation:
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FOR |
AGAINST |
ABSTAIN |
BROKER NON-VOTE |
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120,739,370 |
7,196,970 |
191,584 |
4,591,730 |
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PROPOSAL III - Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020:
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FOR |
AGAINST |
ABSTAIN |
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129,179,848 |
3,485,135 |
54,671 |
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PROPOSAL IV – Consideration of a shareholder proposal regarding special meetings*:
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FOR |
AGAINST |
ABSTAIN |
BROKER NON-VOTE |
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NA |
NA |
NA |
NA |
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| * | Neither the proponent of this proposal nor a representative was in attendance to properly present the proposal at the meeting as required by SEC Rule 14a-8. Accordingly, no vote was taken on this proposal. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DANA INCORPORATED |
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Date: April 28, 2020 |
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By: |
/s/ Douglas H. Liedberg |
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Name: |
Douglas H. Liedberg |
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Title: |
Senior Vice President, General Counsel and Secretary |
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